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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CAPITAL ADVISORS, LLC

CRD 126748

SOUTHBOROUGH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab6ec0ad-0b1e-8feb-740e-9d368d93c3df

Data as of Mar 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Mar 16, 2021
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $166MItem 5.F on the latest filing (2021-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $166M
Private client RAUM: $146MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 229
Individual clients: 52
High net worth clients: 50
SEC number: 801-108032
CRD: 126748
Filings on the tape: 13
First filed: Mar 22, 2012
Latest filed: Mar 16, 2021
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GERULSKIS, GARY, ANTHONY	MEMBER, FOUNDER & CHIEF COMPLIANCE OFFICER	E	yes	02/2003	Mar 22, 2012	Mar 16, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 16, 2021	$166M	$166M	3	2	0	n/a	n/a
2019	Mar 5, 2020	$149M	$149M	3	2	0	n/a	n/a
2018	Mar 13, 2019	$126M	$126M	3	2	1	n/a	n/a
2017	Mar 7, 2018	$133M	$133M	3	2	1	n/a	n/a
2016	Mar 23, 2017	$118M	$118M	3	2	n/a	n/a	n/a
2011	Mar 22, 2012	$48.1M	$47.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$166M	$149M	11.3%	$133M	7.7%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOCUS PARTNERS WEALTH, LLC	2	Dec 31, 2021	Jan 25, 2022	SOUTHBOROUGH, MA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← GERULSKIS, GARY, ANTHONYOwnerMEMBER, FOUNDER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 22, 2012 to presentfactForm ADV

Moved with (1)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2021 to Jan 25, 2022factForm ADV

Registered with (3)

← RICHARD EVAN ROSENTHALAdvisorregistration: previous registration
Sep 26, 2014 to Dec 31, 2021factForm ADV
← GARY ANTHONY GERULSKISAdvisorregistration: previous registration
May 6, 2003 to Dec 31, 2021factForm ADV
← BRENDA PHILBRICK WENNINGAdvisorregistration: previous registration
May 6, 2003 to Oct 28, 2009factForm ADV

Dated events

Occurred
Jun 21, 2016
First Form ADV filing
Capital Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab6ec0ad-0b1e-8feb-740e-9d368d93c3df
First observed: Mar 22, 2012
Last observed: Mar 16, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL ADVISORS, LLC

CRD 126748

SOUTHBOROUGH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab6ec0ad-0b1e-8feb-740e-9d368d93c3df

Data as of Mar 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:23 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GERULSKIS, GARY, ANTHONY

MEMBER, FOUNDER & CHIEF COMPLIANCE OFFICER

yes

02/2003

Mar 22, 2012

Mar 16, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 16, 2021

$166M

n/a

2019

Mar 5, 2020

$149M

n/a

2018

Mar 13, 2019

$126M

n/a

2017

Mar 7, 2018

$133M

n/a

2016

Mar 23, 2017

$118M

n/a

2011

Mar 22, 2012

$48.1M

$47.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$166M

$149M

11.3%

$133M

7.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOCUS PARTNERS WEALTH, LLC

Dec 31, 2021

Jan 25, 2022

SOUTHBOROUGH, MA

Team lift out

RIA to RIA

100.0%