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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GAINPLAN LLC

CRD 174427

BLOOMFIELD HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab6ed46c-666a-655e-90d5-cee32d7d30c8

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Mar 13, 2015 to Jul 6, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $462MItem 5.F on the latest filing (2026-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $397M
Private client RAUM: $391MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $65.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,491
Individual clients: 292
High net worth clients: 186
Custody, client assets: $7.7M
SEC number: 801-81166
CIK: 1697857
CRD: 174427
Filings on the tape: 36
First filed: Mar 13, 2015
Latest filed: Jul 6, 2026
Organised: Limited Liability Company, MI
Website: gainplanners.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID MICHAEL MARTIN	n/a	BLOOMFIELD HILLS, MI	11	24	2	no
WAYNE ANTHONY BELL-WARREN	n/a	BLOOMFIELD HILLS, MI	11	26	1	no
BENJAMIN THOMAS KLAMO	Chartered Financial Analyst	BLOOMFIELD HILLS, MI	11	17	3	no
JEFFREY WILSON IVORY	Certified Financial Planner	BLOOMFIELD HILLS, MI	11	21	1	no
NICOLE JOSETTA-KRAUS STANDEN	Certified Financial Planner	BLOOMFIELD HILLS, MI	8	13	2	no
KIPATRICK JOHN MRKVA	Certified Financial Planner	Bloomfield Hills, MI	5	27	1	no
Patrick Nalepa	Certified Financial Planner	BLOOMFIELD HILLS, MI	3	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELL-WARREN, WAYNE, ANTHONY	CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Mar 13, 2015	May 1, 2024
IVORY, JEFFREY, WILSON	MANAGING MEMBER	E	yes	04/2015	Mar 13, 2015	May 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$462M	$397M	12	8	0	n/a	n/a
2024	Mar 5, 2025	$478M	$431M	13	9	0	n/a	n/a
2023	Feb 27, 2024	$381M	$332M	11	9	0	n/a	n/a
2022	Mar 8, 2023	$319M	$277M	10	9	0	n/a	n/a
2021	Mar 9, 2022	$361M	$304M	9	8	0	n/a	n/a
2020	Mar 22, 2021	$316M	$264M	9	8	0	n/a	n/a
2019	Mar 23, 2020	$251M	$212M	9	8	0	n/a	n/a
2018	Mar 22, 2019	$230M	$215M	10	7	0	n/a	n/a
2017	Feb 28, 2018	$239M	$214M	11	7	0	n/a	n/a
2016	Mar 20, 2017	$198M	$198M	9	6	n/a	n/a	n/a
2015	Mar 24, 2016	$151M	$151M	9	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$462M	$478M	-3.5%	$319M	13.1%	12	13	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SECURE ASSET MANAGEMENT, L.L.C.	2	May 30, 2025	May 23, 2025	BLOOMFIELD HILLS, MI	Team lift out	RIA to RIA	22.2%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	4	May 8, 2015	May 5, 2015	BINGHAM FARMS, MI	Team lift out	Other	0.1%

Relationships

Registered with (10)

← Patrick NalepaAdvisorregistration: current employment
Oct 12, 2022 to presentfactForm ADV
← KIPATRICK JOHN MRKVAAdvisorregistration: current employment
Sep 22, 2020 to presentfactForm ADV
← NICOLE JOSETTA-KRAUS STANDENAdvisorregistration: current employment
Aug 21, 2018 to presentfactForm ADV
← DAVID MICHAEL MARTINAdvisorregistration: current employment
May 5, 2015 to presentfactForm ADV
← WAYNE ANTHONY BELL-WARRENAdvisorregistration: current employment
May 5, 2015 to presentfactForm ADV
← BENJAMIN THOMAS KLAMOAdvisorregistration: current employment
May 5, 2015 to presentfactForm ADV
← JEFFREY WILSON IVORYAdvisorregistration: current employment
May 5, 2015 to presentfactForm ADV
← Chad Michael WottonAdvisorregistration: previous registration
Sep 5, 2017 to May 30, 2025factForm ADV
← Thaddeus William SchlaudAdvisorregistration: previous registration
Jun 8, 2015 to May 30, 2025factForm ADV
← NICHOLAS JOSEPH PAGANOAdvisorregistration: previous registration
Jun 8, 2015 to Jul 13, 2020factForm ADV

Moved with (2)

→ SECURE ASSET MANAGEMENT, L.L.C.Registered adviser2 advisors, team lift out, same day
May 30, 2025 to May 23, 2025factForm ADV
← LPL FINANCIAL LLCRegistered adviser4 advisors, team lift out, same day
May 8, 2015 to May 5, 2015factForm ADV

Controls (2)

← BELL-WARREN, WAYNE, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 13, 2015 to May 1, 2024factForm ADV
← IVORY, JEFFREY, WILSONOwnerMANAGING MEMBER, ownership code E, individual
Mar 13, 2015 to May 1, 2024factForm ADV

Dated events

Occurred
May 30, 2025
Team lift-out
2 advisors left Gainplan LLC (Bloomfield Hills, MI) for Secure Asset Management, L.L.C. on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
May 30, 2025
Advisor changed firm
Thaddeus William Schlaud left Gainplan Llc for Secure Asset Management, L.L.C. (registered 2025-05-23)
Form ADVobserved 6 days ago
Occurred
May 30, 2025
Advisor changed firm
Chad Michael Wotton left Gainplan Llc for Secure Asset Management, L.L.C. (registered 2025-05-23)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2015
First Form ADV filing
J. Ivory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab6ed46c-666a-655e-90d5-cee32d7d30c8
First observed: Mar 13, 2015
Last observed: Jul 6, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GAINPLAN LLC

CRD 174427

BLOOMFIELD HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab6ed46c-666a-655e-90d5-cee32d7d30c8

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID MICHAEL MARTIN

n/a

BLOOMFIELD HILLS, MI

WAYNE ANTHONY BELL-WARREN

n/a

BLOOMFIELD HILLS, MI

BENJAMIN THOMAS KLAMO

Chartered Financial Analyst

BLOOMFIELD HILLS, MI

JEFFREY WILSON IVORY

Certified Financial Planner

BLOOMFIELD HILLS, MI

NICOLE JOSETTA-KRAUS STANDEN

Certified Financial Planner

BLOOMFIELD HILLS, MI

KIPATRICK JOHN MRKVA

Certified Financial Planner

Bloomfield Hills, MI

Patrick Nalepa

Certified Financial Planner

BLOOMFIELD HILLS, MI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELL-WARREN, WAYNE, ANTHONY

CHIEF COMPLIANCE OFFICER

yes

04/2015

Mar 13, 2015

May 1, 2024

IVORY, JEFFREY, WILSON

MANAGING MEMBER

yes

04/2015

Mar 13, 2015

May 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$462M

$397M

n/a

2024

Mar 5, 2025

$478M

$431M

n/a

2023

Feb 27, 2024

$381M

$332M

n/a

2022

Mar 8, 2023

$319M

$277M

n/a

2021

Mar 9, 2022

$361M

$304M

n/a

2020

Mar 22, 2021

$316M

$264M

n/a

2019

Mar 23, 2020

$251M

$212M

n/a

2018

Mar 22, 2019

$230M

$215M

n/a

2017

Feb 28, 2018

$239M

$214M

n/a

2016

Mar 20, 2017

$198M

n/a

2015

Mar 24, 2016

$151M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$462M

$478M

-3.5%

$319M

13.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SECURE ASSET MANAGEMENT, L.L.C.

May 30, 2025

May 23, 2025

BLOOMFIELD HILLS, MI

Team lift out

RIA to RIA

22.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

May 8, 2015

May 5, 2015

BINGHAM FARMS, MI

Team lift out

Other

0.1%