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D••• T••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

D••• T••••• G••••••

Advisor at A••••••••• L•••

CHICAGO, IL | Western Springs, IL

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Search this name across graphsid dfx:ria:ab718175-b39f-5c5c-0243-9a1c1a6553d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L•••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L•••	Other adviser	Sep 13, 2024	n/a	yes	Western Springs, IL\|CHICAGO, IL	Current employment
C••••••	Independent wealth	Dec 14, 2022	Jun 18, 2024	no	MIAMI, FL\|ITASCA, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••	A••••••••• L•••	Jun 18, 2024	Sep 13, 2024	87	Firm change	Other
B••••• D••••••• F•••• L••	C••••••	Mar 31, 2023	Dec 14, 2022

Relationships

Registered with (6)

→ A••••••••• L•••Registered adviserregistration: previous registration
Aug 14, 2008 to Oct 30, 2018factForm ADV
→ C••••••Registered adviserregistration: previous registration
Dec 14, 2022 to Jun 18, 2024factForm ADV
→ B••••• D••••••• F•••• L••Registered adviserregistration: previous registration
Nov 9, 2018 to Mar 31, 2023factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jun 18, 2024
Advisor changed firm
D••• T••••• G•••••• left Corient for A••••••••• L••• (registered 2024-09-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab718175-b39f-5c5c-0243-9a1c1a6553d3
First observed: Feb 20, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.