DFX Intelligence

M•••• A••••••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••• A••••••• K••••••••

Advisor at J••• M••••• S••••••••• L••

Walnut Creek, CA

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Search this name across graphsid dfx:ria:ab7547c2-c3f9-19d5-1669-5621a5e738af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 29, 2026	n/a	yes	Walnut Creek, CA	Current employment
F•••• P••••••• W•••••• L••	Independent wealth	May 5, 2025	Jul 27, 2026	no	WALNUT CREEK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• P••••••• W•••••• L••	J••• M••••• S••••••••• L••	Jul 27, 2026	Jul 29, 2026	2	Firm change	RIA to wirehouse
A•••• P•••••••• L••	F•••• P••••••• W•••••• L••	Jun 27, 2025	May 5, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
297808:159289:CA:2025-06-27	Jun 27, 2025	May 5, 2025	WALNUT CREEK, CA	Firm change after gap

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ F•••• P••••••• W•••••• L••Registered adviserregistration: previous registration
May 5, 2025 to Jul 27, 2026factForm ADV
→ A•••• P•••••••• L••Registered adviserregistration: previous registration
Apr 28, 2021 to Jun 27, 2025factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Jul 27, 2026
Advisor changed firm
M•••• A••••••• K•••••••• left F•••• P••••••• W•••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab7547c2-c3f9-19d5-1669-5621a5e738af
First observed: Nov 30, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.