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J••• N••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

J••• N••••• R••••••

Advisor at C••••••

Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab783d9f-0724-0ed6-3b00-3b4b8689481b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Mar 31, 2023	n/a	yes	Denver, CO	Current employment
S••••• B••••• • H•••••	Other adviser	Jun 18, 2018	Dec 14, 2023	no	Denver, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• B••••• • H•••••	C••••••	Dec 14, 2023	Mar 31, 2023	-258	Firm change after gap	Other
D••••• I•••••••••	S••••• B••••• • H•••••	Aug 15, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106505:319448:CO:2023-12-14	Dec 14, 2023	Mar 31, 2023	D•••••, CO	Firm change after gap
107293:106505:CO:2018-08-15	Aug 15, 2018	Jun 18, 2018	D•••••, CO	Firm change after gap

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ S••••• B••••• • H•••••Registered adviserregistration: previous registration
Jun 18, 2018 to Dec 14, 2023factForm ADV
→ D••••• I•••••••••Registered adviserregistration: previous registration
Aug 23, 2017 to Aug 15, 2018factForm ADV

Dated events

Occurred
Dec 14, 2023
Advisor changed firm
J••• N••••• R•••••• left S••••• B••••• • H••••• for Corient (registered 2023-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab783d9f-0724-0ed6-3b00-3b4b8689481b
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.