DFX Intelligence

R•••••• J••• P••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

R•••••• J••• P••••• C••••••••

Advisor at S••••••••• A•••••••• I•••

AUSTIN, TX | San Juan, PR

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Search this name across graphsid dfx:ria:ab7e7558-3bfc-8c8b-9339-b5438f9bc3cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• I•••	Mixed wealth	Feb 21, 2020	n/a	yes	AUSTIN, TX\|San Juan, PR	Current employment
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Aug 2, 2018	Jan 17, 2020	no	GUAYNABO, PR\|FAIRFIELD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• J• S••• C•••••• M••••••••• I•••	S••••••••• A•••••••• I•••	Jan 17, 2020	Feb 21, 2020	35	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 21, 2020 to presentfactForm ADV
→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 2, 2018 to Jan 17, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab7e7558-3bfc-8c8b-9339-b5438f9bc3cc
First observed: Aug 2, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.