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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

ROBERT STEDMAN PEARCE

Advisor at CONNING, INC.

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab98f8e2-0464-02bb-33ff-23a22cb2af5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Apr 28, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Robert Stedman Pearce

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONNING, INC.
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: May 15, 1990
First registration: Apr 28, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 1991468

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONNING, INC.	Institutional manager	Nov 12, 2009	n/a	yes	HARTFORD, CT	Current employment
ADVEST, INC.	n/a	Apr 28, 2005	Nov 7, 2005	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVEST, INC.	CONNING, INC.	Nov 7, 2005	Nov 12, 2009	1,466	Firm change after gap	Other

Relationships

Registered with (2)

→ CONNING, INC.Registered adviserregistration: current employment
Nov 12, 2009 to presentfactForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Apr 28, 2005 to Nov 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab98f8e2-0464-02bb-33ff-23a22cb2af5e
First observed: Apr 28, 2005
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT STEDMAN PEARCE

Advisor at CONNING, INC.

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab98f8e2-0464-02bb-33ff-23a22cb2af5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CONNING, INC.

Institutional manager

Nov 12, 2009

n/a

yes

HARTFORD, CT

Current employment

ADVEST, INC.

n/a

Apr 28, 2005

Nov 7, 2005

HARTFORD, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ADVEST, INC.

CONNING, INC.

Nov 7, 2005

Nov 12, 2009

1,466

Firm change after gap

Other