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Reading the graph
Advisor at MORGAN STANLEY
Scottsdale, AZ | Birmingham, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 25, 2009 | n/a | yes | Birmingham, MI|Scottsdale, AZ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | Oct 23, 2009 | no | Birmingham, MI | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Sep 27, 2006 | Oct 1, 2008 | no | BLOOMFIELD HILLS, MI | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Dec 11, 2000 | Sep 27, 2006 | no | BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Oct 23, 2009 | Sep 25, 2009 | -28 | Firm change | Wirehouse to wirehouse |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | J.P. MORGAN SECURITIES INC. | Sep 27, 2006 | Sep 27, 2006 | 0 | Bulk transfer | Other |