DFX Intelligence

a••••• r••••••• o••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

a••••• r••••••• o••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Black Creek, WI | APPLETON, WI

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Search this name across graphsid dfx:ria:abac8075-0843-3ebe-be9e-2fa9f4791e23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Nov 7, 2017	n/a	yes	APPLETON, WI\|Black Creek, WI	Current employment
I••••••••• C•••••• O• A••••••• I•••	Former SEC adviser	Aug 15, 2014	Nov 6, 2017	no	APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• O• A••••••• I•••	T••••••• I••••••••• M••••••••• I•••	Nov 6, 2017	Nov 7, 2017	1	Firm change	Other
S•• I••••••••• I•••	I••••••••• C•••••• O• A••••••• I•••	Nov 6, 2017	Aug 15, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:16443:WI:2017-10-31	Nov 6, 2017	Aug 15, 2014	APPLETON, WI	Firm change after gap

Relationships

Registered with (4)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 7, 2017 to presentfactForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2014 to Nov 6, 2017factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2014 to Nov 6, 2017factForm ADV
→ E••••••• R••••••••• I••••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abac8075-0843-3ebe-be9e-2fa9f4791e23
First observed: Nov 7, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.