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Advisor at RBC CAPITAL MARKETS, LLC
Boca Raton, FL | PURCHASE, NY | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 10, 2025 | n/a | yes | PURCHASE, NY|BOCA RATON, FL|Boca Raton, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 15, 2015 | Jul 21, 2025 | no | Purchase, NY|Purchase, NY|NEW YORK, NY|Hoboken, NJ|Boca Raton, FL|Boca Raton, FL|Sea Girt, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RBC CAPITAL MARKETS, LLC | Jul 21, 2025 | Jul 10, 2025 | -11 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:31194:NJ:2025-07-17 | Jul 21, 2025 | Jul 10, 2025 | SEA GIRT, NJ | Firm change |