DFX Intelligence

D••••• J••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D••••• J••••• S••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Grinnell, IA

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Search this name across graphsid dfx:ria:abb6a21e-a118-276f-a898-6e34a37f9a65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 3, 2020	n/a	yes	Grinnell, IA	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Mar 28, 2008	Feb 13, 2020	no	GRINNELL, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 13, 2020	Feb 3, 2020	-10	Firm change	Ibd to ibd
1••• C•••••• M••••••••• C••••••	S••••••••• A•••••• A•••••••• I•••	Apr 30, 2008	Mar 28, 2008

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 3, 2020 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 28, 2008 to Feb 13, 2020factForm ADV
→ 1••• C•••••• M••••••••• C••••••Registered adviserregistration: previous registration
Mar 24, 2006 to Apr 30, 2008factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abb6a21e-a118-276f-a898-6e34a37f9a65
First observed: May 9, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.