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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

VISTA ALTA INVESTMENTS

VISTA ALTA INVESTMENTS LLC, CRD 288070

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abbc5220-d8d7-264f-208a-0c61cbee12b0

Data as of Oct 15, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: May 16, 2019 to Oct 15, 2020
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $63.6MItem 5.F on the latest filing (2020-10-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $63.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Individual clients: 0
High net worth clients: 2
Custody, client assets: $0
SEC number: 801-116795
CRD: 288070
Filings on the tape: 9
First filed: May 16, 2019
Latest filed: Oct 15, 2020
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GUIA, FRANCISCO, ARMANDO	MANAGING MEMBER CCO	E	yes	02/2017	May 16, 2019	Oct 15, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 21, 2020	$63.6M	$0	1	1	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$63.6M	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Controls (1)

← GUIA, FRANCISCO, ARMANDOOwnerMANAGING MEMBER CCO, ownership code E, individual
May 16, 2019 to presentfactForm ADV

Dated events

Occurred
May 16, 2019
First Form ADV filing
Vista Alta Investments filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abbc5220-d8d7-264f-208a-0c61cbee12b0
First observed: May 16, 2019
Last observed: Oct 15, 2020 72 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VISTA ALTA INVESTMENTS

VISTA ALTA INVESTMENTS LLC, CRD 288070

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abbc5220-d8d7-264f-208a-0c61cbee12b0

Data as of Oct 15, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GUIA, FRANCISCO, ARMANDO

MANAGING MEMBER CCO

yes

02/2017

May 16, 2019

Oct 15, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 21, 2020

$63.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$63.6M

n/a