DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner27 years in industry

RANDY EUGENE SMITH

Advisor at FAIRWAY FINANCIAL, LLC

CASSELBERRY, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abbf6522-6b1f-8299-2872-c28ec0ae6bd6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FAIRWAY FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Feb 3, 1999
First registration: Apr 21, 2004
Dual registered: no
Other names: RANDY E SMITH
IAPD individual key: 3166132

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FAIRWAY FINANCIAL, LLC	Independent wealth	Sep 17, 2015	n/a	yes	CASSELBERRY, FL	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	May 27, 2015	Oct 23, 2015	no	MEMPHIS, TN\|Casselberry, FL\|TAMPA, FL\|Melbourne, FL	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Feb 13, 2015	Apr 23, 2015	no	NASHVILLE, TN	Previous registration
Spc	Bd affiliated wealth	Oct 3, 2013	Nov 17, 2014	no	MEMPHIS, TN	Previous registration
AST INVESTMENT SERVICES, INC.	Asset manager	Apr 29, 2008	Oct 2, 2013	no	SHELTON, CT	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Apr 21, 2004	Apr 27, 2006	no	CORDOVA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	FAIRWAY FINANCIAL, LLC	Oct 23, 2015	Sep 17, 2015	-36	Firm change after gap	Other
BROOKSTONE WEALTH ADVISORS, LLC	CALTON & ASSOCIATES, INC.	Apr 23, 2015	May 27, 2015	34	Firm change	Other
Spc	BROOKSTONE WEALTH ADVISORS, LLC	Nov 17, 2014	Feb 13, 2015	88	Firm change	Other
AST INVESTMENT SERVICES, INC.	Spc	Oct 2, 2013	Oct 3, 2013	1	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	AST INVESTMENT SERVICES, INC.	Apr 27, 2006	Apr 29, 2008	733	Firm change after gap	Other

Relationships

Registered with (6)

→ FAIRWAY FINANCIAL, LLCRegistered adviserregistration: current employment
Sep 17, 2015 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 27, 2015 to Oct 23, 2015factForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 13, 2015 to Apr 23, 2015factForm ADV
→ SPCRegistered adviserregistration: previous registration
Oct 3, 2013 to Nov 17, 2014factForm ADV
→ AST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 29, 2008 to Oct 2, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 21, 2004 to Apr 27, 2006factForm ADV

Dated events

No dated event names this entity yet.