This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 12, 1992earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

3

Exams

S65|S63

First exam

Feb 12, 1992

First registration

Mar 5, 2003

Dual registered

yes, broker-dealer

Other names

NIGEL FLEMING

IAPD individual key

2211624

• Occurred

  Jun 10, 2024
  Advisor changed firm

  Nigel M Fleming left Ubs Financial Services Inc. for Morgan Stanley (registered 2024-05-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:abc9e08e-e274-1624-e1a2-35b155ff92ab

First observed

Mar 5, 2003

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.