DFX Intelligence

J•••• W•••••• E••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)16 years in industry

J•••• W•••••• E••••• K•••••

Advisor at O• I••••••••• M••••••••• C•

Wausau, WI

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Search this name across graphsid dfx:ria:abcc119a-d763-66cc-a1da-9f438f7da322

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Oct 2, 2025	n/a	yes	Wausau, WI	Current employment
W••••• C••••••• I•••	Former SEC adviser	Feb 16, 2022	Jun 1, 2026	no	WAUSAU, WI\|WAUSAU, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• C••••••• I•••	O• I••••••••• M••••••••• C•	Jun 1, 2026	Oct 2, 2025	-242	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
130016:105662:WI:2026-05-18	Jun 1, 2026	Oct 2, 2025	WAUSAU, WI	Firm change after gap

Relationships

Registered with (2)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Oct 2, 2025 to presentfactForm ADV
→ W••••• C••••••• I•••Registered adviserregistration: previous registration
Feb 16, 2022 to Jun 1, 2026factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
J•••• W•••••• E••••• K••••• left W••••• C••••••• I••• for O• I••••••••• M••••••••• C• (registered 2025-10-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abcc119a-d763-66cc-a1da-9f438f7da322
First observed: Feb 16, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.