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Advisor at THE AMERIFLEX GROUP
LAS VEGAS, NV | Westlake Village, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | Bd affiliated wealth | May 21, 2020 | n/a | yes | LAS VEGAS, NV|Westlake Village, CA | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Nov 2, 2015 | Dec 17, 2020 | no | WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA|SANTA BARBARA, CA | Previous registration |
| SUMMIT FINANCIAL CONSULTANTS, INC. | Former SEC adviser | Sep 3, 2002 | Mar 10, 2015 | no | WESTLAKE VILLAGE, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 8, 1997 | Nov 12, 2015 | no | WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | THE AMERIFLEX GROUP | Dec 17, 2020 | May 21, 2020 | -210 | Firm change after gap | Ibd to RIA |
| LPL FINANCIAL LLC | SUMMIT FINANCIAL CONSULTANTS, INC. | Nov 12, 2015 | Sep 3, 2002 | -4,818 | Firm change after gap | Other |
| SUMMIT FINANCIAL CONSULTANTS, INC. | SAGEPOINT FINANCIAL, INC. | Mar 10, 2015 | Nov 2, 2015 | 237 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:305585:CA:2020-12-17 | Dec 17, 2020 | May 21, 2020 | SANTA BARBARA, CA | Firm change after gap |