DFX Intelligence

Data Factory

RIA / WealthAdvisor39 years in industry

DERICK DON SHOFF

Advisor at CAPTRUST

Doylestown, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abda259f-5860-b812-d4c2-06c97f2719d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Feb 6, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Derick Don Shoff

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 3, 1986
First registration: Feb 6, 1997
Dual registered: no
Other names: RICK SHOFF|DERICK DON SHOFF|DERICK DON SHOFF
IAPD individual key: 1140640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Apr 9, 2015	n/a	yes	Doylestown, PA	Current employment
CAPTRUST FINANCIAL ADVISORS	Former SEC adviser	Jan 8, 2007	Apr 22, 2015	no	DOYLESTOWN, PA\|RALEIGH, NC\|RALEIGH, NC\|DOYLESTOWN, PA	Previous registration
PLAN ADVISORY SERVICES, INC.	n/a	Feb 6, 1997	Dec 31, 2006	no	DOYLESTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPTRUST FINANCIAL ADVISORS	Captrust	Apr 22, 2015	Apr 9, 2015	-13	Bulk transfer	Other
PLAN ADVISORY SERVICES, INC.	CAPTRUST FINANCIAL ADVISORS	Dec 31, 2006	Jan 8, 2007	8	Firm change	Other

Relationships

Registered with (3)

→ CAPTRUSTRegistered adviserregistration: current employment
Apr 9, 2015 to presentfactForm ADV
→ CAPTRUST FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 8, 2007 to Apr 22, 2015factForm ADV
→ PLAN ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 6, 1997 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abda259f-5860-b812-d4c2-06c97f2719d0
First observed: Feb 6, 1997
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DERICK DON SHOFF

Advisor at CAPTRUST

Doylestown, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abda259f-5860-b812-d4c2-06c97f2719d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Captrust

Institutional manager

Apr 9, 2015

n/a

yes

Doylestown, PA

Current employment

CAPTRUST FINANCIAL ADVISORS

Former SEC adviser

Jan 8, 2007

Apr 22, 2015

DOYLESTOWN, PA|RALEIGH, NC|RALEIGH, NC|DOYLESTOWN, PA

Previous registration

PLAN ADVISORY SERVICES, INC.

n/a

Feb 6, 1997

Dec 31, 2006

DOYLESTOWN, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CAPTRUST FINANCIAL ADVISORS

Captrust

Apr 22, 2015

Apr 9, 2015

-13

Bulk transfer

Other

PLAN ADVISORY SERVICES, INC.

CAPTRUST FINANCIAL ADVISORS

Dec 31, 2006

Jan 8, 2007

Firm change

Other