DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
ST. LOUIS, MO | Middletown, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | May 23, 2024 | n/a | yes | ST. LOUIS, MO|Middletown, RI|ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | May 29, 2024 | no | NEWPORT, RI | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Aug 23, 2005 | Jan 1, 2008 | no | MIDDLETOWN, RI|ST. LOUIS, MO|NEWPORT, RI | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 19, 2005 | Aug 29, 2005 | no | MIDDLETOWN, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | May 29, 2024 | May 23, 2024 | -6 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | A. G. EDWARDS & SONS, INC. | Aug 29, 2005 | Aug 23, 2005 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:146936:RI:2024-05-29 | May 29, 2024 | May 23, 2024 | NEWPORT, RI | Firm change |