DFX Intelligence

D•••• J•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

D•••• J•••••• H•••••

Advisor at F••••••• P•••••• L•••••• L••

••• Locked

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Search this name across graphsid dfx:ria:abdcccde-23ed-f440-02d4-1971dacfc6e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• P•••••• L•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• P•••••• L•••••• L••	Independent wealth	Sep 5, 2024	n/a	yes	Raleigh, NC\|RALEIGH, NC\|Greenville, SC\|RALEIGH, NC	Current employment
W••••• M••••••••• A•••••••• L••	Independent wealth	Sep 12, 2014	Sep 6, 2024	no	GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• M••••••••• A•••••••• L••	F••••••• P•••••• L•••••• L••	Sep 6, 2024	Sep 5, 2024	-1	Firm change	RIA to RIA

Relationships

Registered with (2)

→ F••••••• P•••••• L•••••• L••Registered adviserregistration: current employment
Sep 5, 2024 to presentfactForm ADV
→ W••••• M••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 12, 2014 to Sep 6, 2024factForm ADV

Dated events

Occurred
Sep 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abdcccde-23ed-f440-02d4-1971dacfc6e3
First observed: Sep 12, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.