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CRD 139246
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GRAY, SEPTEMBER | LLC-MEMBER/OWNER | D | yes | 07/2006 | Oct 21, 2016 | Jul 5, 2022 |
| WATSON, MARK | CEO/CIO & DIRECTOR & LLC-MEMBER & CHIEF COMPLIANCE OFFICER | D | yes | 01/2006 | Apr 27, 2012 | Jul 5, 2022 |
| BROWN, DUDLEY | LLC-MEMBER | A | no | 07/2006 | Apr 27, 2012 | Jul 5, 2022 |
| CHANGE, LAMONT | LLC-MEMBER | Na | no | 07/2006 | Apr 27, 2012 | Jul 5, 2022 |
| GLOBAL INVESTMENT MANAGERS, LLC | LLC-MEMBER | A | no | 07/2006 | Apr 27, 2012 | Jul 5, 2022 |
| MILLETT, RICARDO, ALFONSO | DIRECTOR & LLC-MEMBER | Na | no | 07/2006 | Apr 27, 2012 | Jul 5, 2022 |
| MORRIS, LAWRENCE, PATRICK | LLC-MEMBER | B | no | 07/2006 | Apr 27, 2012 | Jul 5, 2022 |
| WATSON, ASENATH, CAROLYN | LLC-MEMBER | Na | no | 07/2006 | Apr 27, 2012 | Jul 5, 2022 |
| WILLIAMS, ALLISON, GRANT | LLC-MEMBER | A | no | 07/2006 | Apr 27, 2012 | Jul 5, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Jul 5, 2022 | n/a | n/a | 1 | 1 | 0 | n/a | n/a |
| 2020 | Apr 1, 2021 | $61.7M | $1.7M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Jun 29, 2020 | $56.5M | $1.5M | 2 | 1 | 0 | n/a | n/a |
| 2018 | Jul 7, 2019 | $76.8M | $76.8M | 2 | 1 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $62.1M | $62.1M | 2 | 1 | 1 | n/a | n/a |
| 2016 | Apr 22, 2017 | $67.5M | $67.5M | 2 | 1 | n/a | n/a | n/a |
| 2015 | Apr 8, 2016 | $71.6M | $71.6M | 2 | 1 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $34.9M | $34.9M | 3 | 2 | n/a | n/a | n/a |
| 2013 | Mar 22, 2014 | $30.6M | $30.6M | 3 | 2 | n/a | n/a | n/a |
| 2012 | May 14, 2013 | $26.0M | $26.0M | 3 | 2 | n/a | n/a | n/a |
| 2011 | Apr 27, 2012 | $31.4M | $31.4M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | n/a | $61.7M | n/a | $76.8M | n/a | 1 | 1 | 0 | 0 |