DFX Intelligence

G••••• S•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

G••••• S•••• H•••••••••

Advisor at A••••• W••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:abdf48fa-738a-96c3-6446-f418f82d7288

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 15, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M•••••••••	Independent wealth	Jul 29, 2026	n/a	yes	FT SMITH, AR\|NORTH LITTLE ROCK, AR	Current employment
S•••••••	Bd affiliated wealth	Feb 28, 2022	Jul 27, 2026	no	LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••	A••••• W••••• M•••••••••	Jul 27, 2026	Jul 29, 2026	2	Firm change	Ibd to RIA
A••••• W••••• M•••••••••	S•••••••	Feb 25, 2022	Feb 28, 2022

Relationships

Registered with (2)

→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 15, 2022 to Feb 25, 2022factForm ADV
→ S•••••••Registered adviserregistration: previous registration
Feb 28, 2022 to Jul 27, 2026factForm ADV

Dated events

Occurred
Jul 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abdf48fa-738a-96c3-6446-f418f82d7288
First observed: Jan 15, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.