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Advisor at MORGAN STANLEY
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 10, 2018 | n/a | yes | Los Angeles, CA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 24, 2005 | Sep 18, 2018 | no | CENTURY CITY, CA|BEVERLY HILLS, CA|BEVERLY HILLS, CA|EL SEGUNDO, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 8, 1997 | Oct 27, 2005 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY | Sep 18, 2018 | Sep 10, 2018 | -8 | Firm change | Ibd to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | RBC CAPITAL MARKETS, LLC | Oct 27, 2005 | Oct 24, 2005 | -3 | Firm change | Other |