DFX Intelligence

M••••• J••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M••••• J••• P•••••••

Advisor at S• C••••••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:abe41b0b-f456-9d07-2ad4-2880e397acbf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S• C••••••	Independent wealth	Dec 6, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Oct 28, 2022	Mar 1, 2024	no	Phoenix, AZ\|PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	S• C••••••	Mar 1, 2024	Dec 6, 2023	-86	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
175083:328450:AZ:2024-03-01	Mar 1, 2024	Dec 6, 2023	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (2)

→ S• C••••••Registered adviserregistration: current employment
Dec 6, 2023 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 28, 2022 to Mar 1, 2024factForm ADV

Dated events

Occurred
Mar 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abe41b0b-f456-9d07-2ad4-2880e397acbf
First observed: Oct 28, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.