DFX Intelligence

E•••••••• G••••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

E•••••••• G••••••••• R••••

Advisor at R•••• • C•• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:abe6330c-d0e3-ccc1-d329-062464b40874

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 16, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• • C•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 33derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• • C•• L••	Independent wealth	Mar 5, 1993	n/a	yes	SEATTLE, WA	Current employment
H••••• R• B• • C• I••	n/a	Feb 16, 1996	Jun 30, 2005	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R• B• • C• I••	n/a	Jun 30, 2005	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ R•••• • C•• L••Registered adviserregistration: current employment
Mar 5, 1993 to presentfactForm ADV
→ H••••• R• B• • C• I••Registered adviserregistration: previous registration
Feb 16, 1996 to Jun 30, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abe6330c-d0e3-ccc1-d329-062464b40874
First observed: Feb 16, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.