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Advisor at LPL ENTERPRISE, LLC
ST LOUIS PARK, MN | EAU CLAIRE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | EAU CLAIRE, WI|EAU CLAIRE, WI|ST LOUIS PARK, MN | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 10, 2001 | Nov 14, 2024 | no | EAU CLAIRE, WI|ST. LOUIS PARK, MN|EAU CLAIRE, WI|EAU CLAIRE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |