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Advisor at J.P. MORGAN SECURITIES LLC
LAFAYETTE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | LAFAYETTE, LA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 26, 2009 | Oct 1, 2012 | no | LAFAYETTE, LA|PORT BARRE, LA|SCOTT, LA|CARENCRO, LA|LAFAYETTE, LA|LAFAYETTE, LA | Previous registration |
| STANFORD GROUP COMPANY | n/a | Sep 12, 2008 | Mar 11, 2009 | no | BATON ROUGE, LA|LAFAYETTE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| STANFORD GROUP COMPANY | CHASE INVESTMENT SERVICES CORP. | Mar 11, 2009 | Jun 26, 2009 | 107 | Firm change | Other |