DFX Intelligence

M•••••• G•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

M•••••• G•••• A•••••••

Advisor at L•• F•••••••• L••

LAKE FOREST, CA | PASADENA, CA

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Search this name across graphsid dfx:ria:ac08347a-2a68-a4f6-e34e-fa4392187e28

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 3, 2025	n/a	yes	PASADENA, CA\|LAKE FOREST, CA	Current employment
H•••••••• F•••••••• I•••	Former SEC adviser	Aug 19, 2021	Apr 28, 2025	no	LAKE FOREST, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• F•••••••• I•••	L•• F•••••••• L••	Apr 28, 2025	Feb 3, 2025	-84	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
110747:6413:CA:2025-04-28	Apr 28, 2025	Feb 3, 2025	LAKE FOREST, CA	Firm change after gap

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ H•••••••• F•••••••• I•••Registered adviserregistration: previous registration
Aug 19, 2021 to Apr 28, 2025factForm ADV

Dated events

Occurred
Apr 28, 2025
Advisor changed firm
M•••••• G•••• A••••••• left H•••••••• F•••••••• I••• for L•• F•••••••• L•• (registered 2025-02-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac08347a-2a68-a4f6-e34e-fa4392187e28
First observed: Aug 19, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.