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Advisor at INDEX FUND ADVISORS, INC.
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEX FUND ADVISORS, INC. | Independent wealth | Oct 9, 2018 | n/a | yes | IRVINE, CA | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Jun 19, 2014 | Jun 7, 2018 | no | SANTA ANA, CA | Previous registration |
| JMB FINANCIAL MANAGERS, INC. | State registered | Sep 30, 2005 | Jun 27, 2014 | no | IRVINE, CA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Oct 6, 2004 | Aug 1, 2013 | no | IRVINE, CA|SANTA ANA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | INDEX FUND ADVISORS, INC. | Jun 7, 2018 | Oct 9, 2018 | 124 | Firm change | Ibd to RIA |
| JMB FINANCIAL MANAGERS, INC. | CETERA ADVISORS LLC | Jun 27, 2014 | Jun 19, 2014 | -8 | Firm change | Other |
| CETERA ADVISORS LLC | JMB FINANCIAL MANAGERS, INC. | Aug 1, 2013 | Sep 30, 2005 | -2,862 | Firm change after gap | Other |