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Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS
Yonkers, NY | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | May 28, 2025 | n/a | yes | New York, NY|Yonkers, NY | Current employment |
| JOSEPH GUNNAR & CO., LLC | Former SEC adviser | Aug 15, 2014 | May 28, 2025 | no | YONKERS, NY|UNIONDALE, NY|NEW YORK, NY|UNIONDALE, NY | Previous registration |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Sep 21, 2010 | Aug 18, 2014 | no | NEW YORK CITY, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JOSEPH GUNNAR & CO., LLC | A.G.P / ALLIANCE GLOBAL PARTNERS | May 28, 2025 | May 28, 2025 | 0 | Firm change | RIA to RIA |
| B. RILEY WEALTH ADVISORS, INC. | JOSEPH GUNNAR & CO., LLC | Aug 18, 2014 | Aug 15, 2014 | -3 | Firm change | Other |