DFX Intelligence

B••••• E••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)36 years in industry

B••••• E••••• T••••

Advisor at L•• F•••••••• L••

EXCELSIOR SPRINGS, MO

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Search this name across graphsid dfx:ria:ac186657-4211-669c-545d-94f6f5f6f728

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 9, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 13, 2021	n/a	yes	EXCELSIOR SPRINGS, MO	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Oct 25, 2019	Jan 15, 2021	no	IRVING, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	L•• F•••••••• L••	Jan 15, 2021	Jan 13, 2021	-2	Firm change	Ibd to ibd
1•• G••••• A••••••• I••	A•••••• A••••••• S•••••••	Oct 25, 2019	Oct 25, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:6413:TX:2021-01-15	Jan 15, 2021	Jan 13, 2021	IRVING, TX	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 13, 2021 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 25, 2019 to Jan 15, 2021factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Apr 17, 2006 to Oct 25, 2019factForm ADV
→ W•••••• • R•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac186657-4211-669c-545d-94f6f5f6f728
First observed: May 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.