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Advisor at KESTRA ADVISORY SERVICES, LLC
HINGHAM, MA | Boston, MA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 15, 2020 | n/a | yes | Boston, MA|AUSTIN, TX|HINGHAM, MA | Current employment |
| MORGAN STANLEY | Wirehouse | Mar 4, 2014 | Dec 8, 2020 | no | Boston, MA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Nov 14, 2008 | no | BOSTON, MA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 23, 2007 | Apr 2, 2007 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | KESTRA ADVISORY SERVICES, LLC | Dec 8, 2020 | Dec 15, 2020 | 7 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Nov 14, 2008 | Mar 4, 2014 | 1,936 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:283330:MA:2020-12-08 | Dec 8, 2020 | Dec 15, 2020 | BOSTON, MA | Firm change |