This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 24, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

2

Registered states

2

Exams

S63|S65

First exam

Jun 24, 1999

First registration

Sep 19, 2002

Dual registered

yes, broker-dealer

Other names

CHRIS APGAR|CHRISTOPHER L APGAR

IAPD individual key

3219443

• Occurred

  Oct 23, 2025
  Advisor changed firm

  Christopher Lee Apgar left Morgan Stanley for Rockefeller Capital Management (registered 2025-10-20)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ac2ed932-e7a6-16cb-8630-3eed5f847ac8

First observed

Sep 19, 2002

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.