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Reading the graph
Advisor at KSB FINANCIAL SERVICES, LLC
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KSB FINANCIAL SERVICES, LLC | State registered | Jan 1, 2025 | n/a | yes | EUGENE, OR | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jan 3, 2003 | Jul 6, 2015 | no | EUGENE, OR|NEW YORK, NY|NEW YORK, NY | Previous registration |
| CIBC WORLD MARKETS CORP. | n/a | Dec 20, 2002 | Jan 3, 2003 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | KSB FINANCIAL SERVICES, LLC | Jul 6, 2015 | Jan 1, 2025 | 3,467 | Firm change after gap | Other |
| CIBC WORLD MARKETS CORP. | OPPENHEIMER & CO. INC. | Jan 3, 2003 | Jan 3, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 249:172553:NY:2015-07-06 | Jul 6, 2015 | Jan 1, 2025 | NEW YORK, NY | Firm change after gap |