This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 5, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Mar 5, 2002

First registration

Nov 7, 2024

Dual registered

yes, broker-dealer

Other names

Tom Purpura|Thomas Anthony Purpura|Thomas Purpura

IAPD individual key

2503627

• Occurred

  Mar 17, 2025
  Advisor changed firm

  Thomas Anthony Purpura left Thrivent Investment Management Inc. for Osaic Wealth, Inc. (registered 2025-06-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ac3670ab-69e3-a65a-6a75-d980253f41cc

First observed

Nov 7, 2024

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.