DFX Intelligence

J••• R••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

J••• R••• O••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | MALVERN, PA

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Search this name across graphsid dfx:ria:ac3725c5-7ddd-4f66-d67b-605ac3917ca0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 1, 2018	n/a	yes	MALVERN, PA\|PLYMOUTH, MN	Current employment
O•••••••• R••••••••• A•••••••• I•••	Former SEC adviser	Oct 19, 2000	Dec 10, 2018	no	MALVERN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••• R••••••••• A•••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Dec 10, 2018	Nov 1, 2018	-39	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 1, 2018 to presentfactForm ADV
→ O•••••••• R••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 19, 2000 to Dec 10, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac3725c5-7ddd-4f66-d67b-605ac3917ca0
First observed: Oct 19, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.