DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• P••••••• I••••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• P••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Jul 29, 2016 | n/a | yes | Gaithersburg, MD|BETHESDA, MD|STAMFORD, CT | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Apr 24, 2009 | Jul 29, 2016 | no | BETHESDA, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | S•••••• P••••••• I••••••••• A•••••••• L•• | Jul 29, 2016 | Jul 29, 2016 | 0 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | U•• F•••••••• S••••••• I••• | May 14, 2009 | Apr 24, 2009 |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 21, 2006 | May 14, 2009 | no | BETHESDA, MD|NEW YORK, NY|BETHESDA, MD | Previous registration |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Aug 10, 2001 | Feb 21, 2006 | no | BETHESDA, MD | Previous registration |
| -20 |
| Firm change |
| Other |
| L••• M•••• W••• W•••••• I••••••••• | C•••••••• G••••• M•••••• I••• | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |