DFX Intelligence

J•••• A•••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

J•••• A•••••• F•••

Advisor at J•••••••• I••••••••• A••••••• L••

Miami, FL | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac3ba2a2-6308-d267-f25e-59e87d697966

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2008 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••••• I••••••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••••• I••••••••• A••••••• L••	Mixed wealth	Jun 19, 2023	n/a	yes	Miami, FL\|NEW YORK, NY	Current employment
L••••••• A•••• M••••••••• L••	Asset manager	Aug 17, 2015	Aug 14, 2023	no	MIAMI, FL\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• A•••• M••••••••• L••	J•••••••• I••••••••• A••••••• L••	Aug 14, 2023	Jun 19, 2023	-56	Bulk transfer	RIA to new firm
M••••• S••••••	L••••••• A•••• M••••••••• L••	Aug 7, 2015	Aug 17, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:121767:FL:2015-08-07	Aug 7, 2015	Aug 17, 2015	MIAMI, FL	Firm change

Relationships

Registered with (4)

→ J•••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 19, 2023 to presentfactForm ADV
→ L••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 17, 2015 to Aug 14, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Aug 7, 2015factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 17, 2026
J•••• A•••••• F••• added a OH registration at J•••••••• I••••••••• A••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac3ba2a2-6308-d267-f25e-59e87d697966
First observed: Jan 10, 2008
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.