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Advisor at CHELSEA ADVISORY SERVICES, INC
LITTLE RIVER, SC | STATEN ISLAND, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHELSEA ADVISORY SERVICES, INC | Independent wealth | Dec 8, 2018 | n/a | yes | STATEN ISLAND, NY|LITTLE RIVER, SC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 3, 2011 | Nov 6, 2018 | no | FLETCHER, NC|SAN DIEGO, CA|FLETCHER, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Nov 7, 2011 | no | ASHEVILLE, NC|ASHEVILLE, NC | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 7, 2006 | Jan 1, 2008 | no | ST. LOUIS, MO|ASHEVILLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CHELSEA ADVISORY SERVICES, INC | Nov 6, 2018 | Dec 8, 2018 | 32 | Firm change | RIA to RIA |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Nov 7, 2011 | Nov 3, 2011 | -4 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |