DFX Intelligence

H•••••• • C•• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

H•••••• • C•• L••••••

CRD 170295

DUBLIN 2

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Search this name across graphsid dfx:ria:ac43825c-965d-9b44-69c7-540a6d61571e

Data as of Apr 28, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2014 to Apr 28, 2015
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.5B••• Locked
Discretionary RAUM: $2.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••• G••••• F••• P•••••••• E•	Other Private Fund	$1.3B	Apr 28, 2015	37	Apr 28, 2015	reported	n/a
H•••••• G••••• F••• P•••••••• A•	Other Private Fund	$175M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• J•••••• J•••	Director	E	yes	02/2013	Apr 4, 2014	Apr 28, 2015
R•••••••• P••••••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Apr 28, 2015	Apr 28, 2015

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$2.7B	$2.7B	5	2	n/a	1	$1.7B

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$2.5B	n/a	n/a	n/a	n/a	5	n/a	n/a	n/a

Relationships

Advises (4)

→ H•••••• G••••• F••• P•••••••• D•Private fundOther Private Fund, IA
Apr 28, 2015 to presentfactForm ADV
→ H•••••• G••••• F••• P•••••••• C•Private fundOther Private Fund, IA
Apr 28, 2015 to presentfactForm ADV
→ H•••••• G••••• F••• P•••••••• A•Private fundOther Private Fund, IA
Apr 28, 2015 to presentfactForm ADV
→ H•••••• G••••• F••• P•••••••• E•

Dated events

Occurred
Apr 4, 2014
First Form ADV filing
H•••••• • C•• L•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac43825c-965d-9b44-69c7-540a6d61571e
First observed: Apr 4, 2014
Last observed: Apr 28, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.