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Advisor at J.P. MORGAN SECURITIES LLC
LAKE MARY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 18, 2014 | n/a | yes | LAKE MARY, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 23, 2013 | Aug 12, 2014 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Aug 12, 2014 | Sep 18, 2014 | 37 | Firm change | Wirehouse to wirehouse |