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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ROBLE, BELKO AND COMPANY, INC.

CRD 123286

SEWICKLEY, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac4f7587-8b9b-c4a9-0da7-2589df4bc43f

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Mar 17, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $194Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,146
Individual clients: 83
High net worth clients: 150
Custody, client assets: $728M
SEC number: 801-61829
CRD: 123286
Filings on the tape: 24
First filed: Mar 28, 2012
Latest filed: Mar 17, 2026
Organised: Corporation, PA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROGER WILLIAM ROBLE	n/a	Sewickley, PA	26	39	n/a	no
WILLIAM THOMAS BELKO	Certified Financial Planner\|Chartered Financial Analyst	SEWICKLEY, PA	26	23	n/a	no
ANTHONY JOHN CARRINO	Certified Financial Planner\|Chartered Financial Consultant	NEWTOWN, PA	21	40	3	no
RYAN PATRICK LACEY	Certified Financial Planner	SEWICKLEY, PA	11	22	n/a	no
KEITH JAMES WANDER	Chartered Financial Analyst	SEWICKLEY, PA	11	13	n/a	no
MARIO J POSTERARO	Certified Financial Planner	SEWICKLEY, PA	7	11	n/a	no
Nicholas Ian Cavanaugh	n/a	SEWICKLEY, PA	5	10	2	no
Jacqueline Ann Cannella	Certified Financial Planner	SEWICKLEY, PA	2	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELKO, WILLIAM, THOMAS	PRINCIPAL, CHIEF INVESTMENT OFFICER	D	yes	04/2000	Mar 17, 2026	Mar 17, 2026
DOUGHTY, COLLEEN, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	01/2013	Mar 17, 2026	Mar 17, 2026
ROBLE, ROGER, WILLIAM	President	D	yes	04/2000	Mar 17, 2026	Mar 17, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$1.6B	$1.6B	9	7	0	n/a	n/a
2024	Feb 18, 2025	$1.1B	$1.1B	9	7	0	n/a	n/a
2023	Mar 20, 2024	$953M	$953M	9	7	0	n/a	n/a
2022	Mar 20, 2023	$850M	$850M	8	6	0	n/a	n/a
2021	Mar 28, 2022	$936M	$936M	8	6	0	n/a	n/a
2020	Mar 25, 2021	$761M	$761M	7	5	0	n/a	n/a
2019	Mar 25, 2020	$747M	$747M	7	5	0	n/a	n/a
2018	Mar 22, 2019	$611M	$611M	7	5	0	n/a	n/a
2017	Mar 28, 2018	$579M	$579M	6	4	0	n/a	n/a
2016	Mar 24, 2017	$469M	$469M	6	4	n/a	n/a	n/a
2015	Mar 24, 2016	$397M	$397M	6	4	n/a	n/a	n/a
2014	Mar 30, 2015	$412M	$412M	6	4	n/a	n/a	n/a
2013	Mar 28, 2014	$368M	$368M	6	4	n/a	n/a	n/a
2012	Mar 27, 2013	$359M	$359M	7	4	n/a	n/a	n/a
2011	Mar 28, 2012	$313M	$313M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.1B	44.4%	$850M	22.3%	9	9	0	0

Relationships

Registered with (8)

← Jacqueline Ann CannellaAdvisorregistration: current employment
Mar 13, 2024 to presentfactForm ADV
← Nicholas Ian CavanaughAdvisorregistration: current employment
Jun 25, 2021 to presentfactForm ADV
← MARIO J POSTERAROAdvisorregistration: current employment
Sep 22, 2018 to presentfactForm ADV
← RYAN PATRICK LACEYAdvisorregistration: current employment
Mar 24, 2015 to presentfactForm ADV
← KEITH JAMES WANDERAdvisorregistration: current employment
Mar 24, 2015 to presentfactForm ADV
← ANTHONY JOHN CARRINOAdvisorregistration: current employment
Mar 29, 2005 to presentfactForm ADV
← ROGER WILLIAM ROBLEAdvisorregistration: current employment
Jul 31, 2000 to presentfactForm ADV
← WILLIAM THOMAS BELKOAdvisorregistration: current employment
Jul 31, 2000 to presentfactForm ADV

Controls (3)

← ROBLE, ROGER, WILLIAMOwnerPRESIDENT, ownership code D, individual
Mar 28, 2012 to Aug 29, 2024factForm ADV
← BELKO, WILLIAM, THOMASOwnerPRINCIPAL, CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 28, 2012 to Aug 29, 2024factForm ADV
← DOUGHTY, COLLEEN, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2014 to Aug 29, 2024factForm ADV

Dated events

Occurred
Mar 17, 2026
Regulatory AUM changed
Roble, Belko And Company, Inc. reported RAUM $1.6B, up 44% from $1.1B (2025-02-18 to 2026-03-17)
Form ADVobserved 4 days ago
$477M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac4f7587-8b9b-c4a9-0da7-2589df4bc43f
First observed: Mar 28, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBLE, BELKO AND COMPANY, INC.

CRD 123286

SEWICKLEY, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac4f7587-8b9b-c4a9-0da7-2589df4bc43f

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROGER WILLIAM ROBLE

n/a

Sewickley, PA

n/a

WILLIAM THOMAS BELKO

Certified Financial Planner|Chartered Financial Analyst

SEWICKLEY, PA

n/a

ANTHONY JOHN CARRINO

Certified Financial Planner|Chartered Financial Consultant

NEWTOWN, PA

RYAN PATRICK LACEY

Certified Financial Planner

SEWICKLEY, PA

n/a

KEITH JAMES WANDER

Chartered Financial Analyst

SEWICKLEY, PA

n/a

MARIO J POSTERARO

Certified Financial Planner

SEWICKLEY, PA

n/a

Nicholas Ian Cavanaugh

n/a

SEWICKLEY, PA

Jacqueline Ann Cannella

Certified Financial Planner

SEWICKLEY, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELKO, WILLIAM, THOMAS

PRINCIPAL, CHIEF INVESTMENT OFFICER

yes

04/2000

Mar 17, 2026

DOUGHTY, COLLEEN, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

01/2013

Mar 17, 2026

ROBLE, ROGER, WILLIAM

President

yes

04/2000

Mar 17, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$1.6B

n/a

2024

Feb 18, 2025

$1.1B

n/a

2023

Mar 20, 2024

$953M

n/a

2022

Mar 20, 2023

$850M

n/a

2021

Mar 28, 2022

$936M

n/a

2020

Mar 25, 2021

$761M

n/a

2019

Mar 25, 2020

$747M

n/a

2018

Mar 22, 2019

$611M

n/a

2017

Mar 28, 2018

$579M

n/a

2016

Mar 24, 2017

$469M

n/a

2015

Mar 24, 2016

$397M

n/a

2014

Mar 30, 2015

$412M

n/a

2013

Mar 28, 2014

$368M

n/a

2012

Mar 27, 2013

$359M

n/a

2011

Mar 28, 2012

$313M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$1.1B

44.4%

$850M

22.3%