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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WORTHINGTON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 11, 2019 | n/a | yes | WORTHINGTON, OH | Current employment |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Mar 7, 2018 | May 20, 2019 | no | SAN FRANCISCO, CA|HARTVILLE, OH|Memphis, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B RILEY WEALTH MANAGEMENT | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 20, 2019 | Jun 11, 2019 | 22 | Firm change | Ibd to ibd |