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Advisor at LPL ENTERPRISE, LLC
NEW YORK, NY | CLIFSIDE PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | NEW YORK, NY|CLIFSIDE PARK, NJ | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Aug 11, 2021 | Nov 14, 2024 | no | NEW YORK, NY|NEW YORK, NY|White Plains, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |