This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLEGIANCE FINANCIAL GROUP

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 28, 2021

First registration

Nov 19, 2021

Dual registered

yes, broker-dealer

Other names

Brett Anthony Thompson|Brett A Thompson

IAPD individual key

7126476

• Occurred

  Nov 7, 2022
  Advisor changed firm

  Brett Anthony Thompson left Equitable Advisors, Llc for Allegiance Financial Group (registered 2024-10-31)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ac63b9c0-c58d-c2e5-ad5e-0a37da24c345

First observed

Nov 19, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.