DFX Intelligence

M•••••• J• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

M•••••• J• A••••

Advisor at R••••••••• W••••• L••

OAKBROOK, IL

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Search this name across graphsid dfx:ria:ac6a8f66-43e0-239f-20a0-fcedc8f6138b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W••••• L••	Independent wealth	Jul 31, 2025	n/a	yes	OAKBROOK, IL	Current employment
G•••••• S•••• W••••• S•••••••• L•••	Bd affiliated wealth	Oct 17, 2011	Aug 18, 2025	no	LAKE FOREST, IL\|DEERFIELD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• S•••• W••••• S•••••••• L•••	R••••••••• W••••• L••	Aug 18, 2025	Jul 31, 2025	-18	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ R••••••••• W••••• L••Registered adviserregistration: current employment
Jul 31, 2025 to presentfactForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Oct 17, 2011 to Aug 18, 2025factForm ADV

Dated events

Occurred
Aug 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac6a8f66-43e0-239f-20a0-fcedc8f6138b
First observed: Oct 17, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.