DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DOUGLAS JOHN ALMEIDA

Advisor at LPL FINANCIAL LLC

LAS VEGAS, NV | CORAL SPRINGS, FL | SIMPSONVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac7ec0b8-19c0-0f13-9e44-4cea1565d191

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Feb 8, 2005
First registration: Feb 16, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2033114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 26, 2020	n/a	yes	LAS VEGAS, NV\|CORAL SPRINGS, FL\|SIMPSONVILLE, SC	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 15, 2010	May 18, 2020	no	CORAL SPRINGS, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 22, 2007	May 4, 2010	no	MIRAMAR, FL\|MIRAMAR, FL\|PEMBROKE PINES, FL\|PEMBROKE PINES, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL	Previous registration
IFMG SECURITIES, INC.	n/a	Feb 16, 2005	Nov 1, 2007	no	NORTH MIAMI, FL\|SUNNY ISLES BEACH, FL\|MIAMI BEACH, FL\|MIAMI BEACH, FL\|HALLANDALE, FL\|HOLLYWOOD, FL\|WILTON MANORS, FL\|AVENTURA, FL\|HALLANDALE, FL\|FT. LAUDERDALE, FL\|AVENTURA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	LPL FINANCIAL LLC	May 18, 2020	May 26, 2020	8	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	SUMMIT FINANCIAL GROUP INC	May 4, 2010	Sep 15, 2010	134	Firm change	Other
IFMG SECURITIES, INC.	WELLS FARGO ADVISORS	Nov 1, 2007	Oct 22, 2007	-10	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 26, 2020 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 15, 2010 to May 18, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 22, 2007 to May 4, 2010factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Feb 16, 2005 to Nov 1, 2007factForm ADV

Dated events

No dated event names this entity yet.