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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

SUSAN REICHERT MILANAK

Advisor at MORGAN STANLEY

Vero Beach, FL | Lake Forest, IL

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Search this name across graphsid dfx:ria:ac83d417-9b92-f5a3-62ed-63be8a46eaa0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 21, 2006
First registration: Nov 22, 2006
Dual registered: yes, broker-dealer
Other names: SUSAN REICHERT
IAPD individual key: 2787875

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 9, 2022	n/a	yes	Lake Forest, IL\|Vero Beach, FL	Current employment
GEM FINANCIAL ADVISORS, INC.	Former SEC adviser	Jun 30, 2010	Dec 9, 2020	no	LAKE FOREST, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 16, 2009	Sep 14, 2022	no	LAKE FOREST, IL\|CHARLOTTE, NC\|LAKE FOREST, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Feb 10, 2009	no	LAKE FOREST, IL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Nov 22, 2006	Jan 1, 2008	no	LAKE FOREST, IL\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	GEM FINANCIAL ADVISORS, INC.	Sep 14, 2022	Jun 30, 2010	-4,459	Firm change after gap	Other
GEM FINANCIAL ADVISORS, INC.	MORGAN STANLEY	Dec 9, 2020	Sep 9, 2022	639	Firm change after gap	RIA to wirehouse
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Feb 10, 2009	Jan 16, 2009	-25	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 9, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 16, 2009 to Sep 14, 2022factForm ADV
→ GEM FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 30, 2010 to Dec 9, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Feb 10, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Nov 22, 2006 to Jan 1, 2008factForm ADV

Dated events

Occurred
Sep 14, 2022
Advisor changed firm
Susan Reichert Milanak left Lpl Financial Llc for Gem Financial Advisors, Inc. (registered 2010-06-30)
Form ADVobserved 6 days ago