DFX Intelligence

T••••• M•••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T••••• M•••••• B•••••••

Advisor at L•• F•••••••• L••

SEQUIM, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 19, 2024	n/a	yes	SEQUIM, WA	Current employment
F•••••••• A•••••••• I••••••••• M•••••••••	Former SEC adviser	Apr 15, 2015	Nov 21, 2024	no	PORT ANGELES, WA\|OLYMPIA, WA\|Sequim, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• I••••••••• M•••••••••	L•• F•••••••• L••	Nov 21, 2024	Nov 19, 2024	-2	Firm change	RIA to ibd
E•••• N••••••• S••••••••• I•••	F•••••••• A•••••••• I••••••••• M•••••••••	Apr 13, 2015	Apr 15, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
151298:6413:WA:2024-11-21	Nov 21, 2024	Nov 19, 2024	SEQUIM, WA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 16, 2008 to Oct 27, 2011factForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Apr 15, 2015 to Nov 21, 2024factForm ADV
→ E•••• N••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 11, 2011 to Apr 13, 2015factForm ADV

Dated events

Occurred
Nov 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 16, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.