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Advisor at INVICTA FINANCIAL GROUP
YUMA, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INVICTA FINANCIAL GROUP | Independent wealth | May 17, 2018 | n/a | yes | YUMA, AZ | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 15, 2014 | Sep 10, 2018 | no | YUMA, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | INVICTA FINANCIAL GROUP | Sep 10, 2018 | May 17, 2018 | -116 | Firm change after gap | Other |