DFX Intelligence

A••• M••••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

A••• M••••••• H••••

Advisor at I••••••••• F•••••••• S•••••••••

VACAVILLE, CA

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Search this name across graphsid dfx:ria:ac89e2e2-9653-c3f1-ab04-cda7126b995a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• S•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 31, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• S•••••••••	State registered	Nov 4, 2025	n/a	yes	VACAVILLE, CA	Current employment
S••••••••• S••••••••• I•••	n/a	Jun 18, 2007	Jan 4, 2010	no	LAKESIDE, CA\|ALAMO, CA\|FOLSOM, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• S••••••••• I•••	I••••••••• F•••••••• S•••••••••	Jan 4, 2010	Nov 4, 2025	5,783	Firm change after gap	Other
P•••••••• S••••••••• I•••	S••••••••• S••••••••• I•••	Jul 2, 2007	Jun 18, 2007

Relationships

Registered with (3)

→ I••••••••• F•••••••• S•••••••••Registered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ S••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2007 to Jan 4, 2010factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2001 to Jul 2, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac89e2e2-9653-c3f1-ab04-cda7126b995a
First observed: Oct 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.